compliance officers are responsible for the oversight of the firm's compliance with applicable rules and regulations. { bidder: 'triplelift', params: { inventoryCode: 'Cambridge_SR' }}, "loggedIn": false window.__tcfapi('addEventListener', 2, function(tcData, success) { { Complianceofficers erkend door de FSMA (158.59 KB) De door de FSMA erkende opleidingsinstellingen in het kader van de permanente opleiding van de complianceofficers (560.57 KB) Opleidingen voorgesteld door de erkende opleidingsinstellingen. compliance officer in financial services law, a person employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with. Agrément des compliance officers. } pbjsCfg.consentManagement = { In most cases, one of their primary responsibilities is to make sure that a corporation, business, or other entity is complying with both internal and external rules governing how things should be done. 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